Description

In partnership with Drive Innovation Insights Fraud techniques are increasingly sophisticated and are not sparing the financial sector. Tax fraud, cyber fraud, falsification of documents, fraud on the president: how to deal with it? Faced with the multiplication of risks, the Sapin II law, promulgated on December 9, 2016, sets up a proactive system to combat fraud. Thus, the establishment of a procedure for collecting reports issued by whistleblowers has been mandatory since January 1, 2018, while you must have established an internal alert system since June 1, 2017. In order to protect against these numerous risks and comply with new regulations, we offer highly operational training to identify fraud risks and optimize your internal control systems for fraud prevention and detection.

Who is this training for ?

For whom ?

All professionals in commercial and administrative functions, front, middle and back-offices or even support functions of banking and financial establishments concerned by the challenges of combating fraud.

Prerequisites

This training does not require any prerequisites

Training objectives

Decipher the regulatory framework and the different types of fraud: cybercrime, presidential fraud, document falsification…

Identify your obligations and assess the risks of liability being called into question.

Identify doubtful cases and set up investigations in case of suspicion.

Training program

• Decipher the different typologies of internal and external fraud
  • Reminder of the definitions proposed by:
  • - NEP 240 audit;
  • - IIA
  • The types and characteristics of internal, external and mixed fraud:
  • - cybercrime;
  • - fraud to the president;
  • - document falsification.
  • The profile of the fraudsters.
  • Latest news concerning fraud in banking establishments.
  • The direct and indirect impacts of fraud.
• Master legal obligations regarding fraud
  • The Sarbanes Oxley (SOX) law.
  • The framework of the Lagarde law.
  • Focus on regulatory tools: delegation of power, safeguard procedures, communication internal…
  • The scope of the banker's responsibility.
  • The top 10 applicable fines and sanctions.
  • The impact of regulators on fraud : AMF/ACPR...
• Detect, prevent and identify the risk of fraud
  • Mapping fraud risks.
  • Identification of impacts on activity, stakeholders and processes.
  • Carry out investigations effectively in the event of suspicion:
  • - need for a
  • - the steps to carry out an investigation;
  • - test fraud scenarios.
• Secure your fraud prevention and control systems
  • Implement an ethical code.
  • The internal control and compliance system.
  • The role of management.
  • Put tools, training and awareness-raising actions in place.
  • Work on a BCP dedicated to fraud.
  • Review of indicators and monitoring tools.